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New York APPR Teacher Evaluation Guide

Navigate New York's Annual Professional Performance Review with confidence using compliant tools and proven strategies

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3012-d Aligned

Understanding New York's APPR

The Annual Professional Performance Review (APPR) is New York's comprehensive teacher evaluation system mandated under Education Law §3012-d. It combines multiple measures of educator effectiveness including observations and student performance.

4 Rating Categories

HEDI scale evaluation

Multiple Measures

Observations + Growth

Due Process

Appeals & improvement plans

APPR Evaluation Components

1

Student Performance (Required)

Measures of student growth

Student Learning Objectives (SLOs)

District-determined goals for student growth

State Growth Measures

Where applicable (Grades 4-8 ELA/Math)

Optional Student Performance

Second measure if collectively bargained

2

Teacher Observation (Required)

Based on state-approved rubric

Principal/Supervisor Observations

At least one by principal or supervisor

Independent Evaluator

Required second observation by trained evaluator

Optional Peer Observations

If collectively bargained

New York Approved Observation Rubrics

Danielson Framework for Teaching

Most widely used in NY districts

1.
Planning and Preparation

6 components including knowledge, objectives, resources

2.
Classroom Environment

5 components including culture, management

3.
Instruction

5 components including engagement, assessment

4.
Professional Responsibilities

6 components including reflection, communication

NYSUT Teacher Practice Rubric

Union-developed alternative

Planning for Active Learning

Aligned to NY standards

Leading Well-Managed Classrooms

Environment and culture

Delivery of Instruction

Student engagement focus

Collaboration & Growth

Professional development

Other State-Approved Rubrics:

Marzano Framework

Research-based model

Marshall Rubric

Streamlined evaluation

NIET TAP System

Teacher advancement

HEDI Rating Scale

Rating Description Score Range Implications
Highly Effective (H) Results substantially exceed standards 90-100 Eligible for leadership roles, merit recognition
Effective (E) Meets standards for good teaching 75-89 Standard progression, professional development
Developing (D) Performance below standards 65-74 Teacher Improvement Plan (TIP) required
Ineffective (I) Substantially below standards 0-64 TIP required, possible 3020-a proceedings

Note: Teachers rated Ineffective on student performance measures cannot receive an overall rating higher than Ineffective, regardless of observation scores.

Observation Requirements

Minimum Requirements

  • Probationary Teachers

    At least 3 observations: 2 by principal, 1 by independent

  • Tenured Teachers

    At least 2 observations: 1 by principal, 1 by independent

  • Unannounced Visits

    At least one must be unannounced

Observation Types

  • Formal Observations

    Full lesson, pre/post conferences

  • Walkthroughs

    Brief visits, 10-15 minutes

  • Video Review

    Optional with teacher consent

APPR Annual Timeline

September
Orientation & Goal Setting

SLO development, review rubrics

Oct-Nov
First Observations

Initial formal observations begin

Jan-Feb
Mid-Year Review

SLO progress check, additional observations

March-April
Final Observations

Complete required observations

June
Final Ratings

HEDI ratings determined, appeals window opens

Legal Requirements & Compliance

Education Law §3012-d

  • Annual evaluations required for all teachers
  • Multiple measures of effectiveness
  • Timely and constructive feedback
  • Appeals process must be available

District Responsibilities

  • Train all evaluators in chosen rubric
  • Ensure inter-rater reliability
  • Provide improvement plans when needed
  • Report data to NYSED annually

New York APPR Resources

Frequently Asked Questions

What changed with the 2015 APPR reforms?

The 2015 reforms under §3012-d gave districts more flexibility in choosing evaluation rubrics and reduced the weight of state tests. Districts can now negotiate many aspects with local unions.

Can observations be conducted virtually?

Yes, particularly since COVID-19, virtual observations are permitted when in-person observations aren't feasible. The same rubrics and standards apply.

What is a Teacher Improvement Plan (TIP)?

A TIP is required for teachers rated Developing or Ineffective. It must include specific areas for improvement, support to be provided, and a timeline for achieving improvement.

How does the appeals process work?

Teachers can appeal their ratings through a process negotiated with the local union. Appeals typically focus on procedural issues rather than substantive disagreements about performance.

Simplify Your New York APPR Process

Streamline your APPR observations while maintaining full compliance with New York state requirements.

3012-d compliant • Danielson-aligned • No credit card required